Financial Services Compliance Vacancy: Past Business Review Project Manager, Leeds

Financial Services firm in Leeds has a Compliance vacancy for a Past Business Review Project Manager.

Our Client is well known within the Financial Services Industry. They are looking to meet with a Compliance Professional  who posesses good all-round Financial Services experience with good product knowledge and who also has experience gained in a similar project.

Job Purpose:

The Project Manager is responsible for managing the implementation of and the delivery of Our Clients PBR in line with the FSA Expectations. Taking into account the principles of Treating Customers Fairly and with due regard to the requirements of Executive and Board Members in delivering this project with the specified timeframes agreed.

Scope:

The PBR will be on a risk based approach and the purpose of the Project will be to consider the assessment of the suitability of advice and compliance with regulatory standards, with specific focus on the 'Unsuitable Outcomes’ highlighted by the FSA.  Should any 'Unsuitable’ cases be identified these will be fully investigated and analysed as to whether clients have suffered financial loss as a result.

Key Responsibilities:Knowledge, Skills and Experience:

•Manages internal and external client expectations for multiple or large-scale projects
•Continually seizes opportunities to engage with Senior Management and other areas of the firm in respect of updating the business on Past Business Reviews.
•Ensure compliance with contract scope, terms and conditions and successfully managed scope and scope changes Internal Operations
•Recognises areas for internal improvement and develops plans for implementation
•Possess excellent communication and interpersonal skills
•Facilitate timely decisions to maintain project commitments and manage expectations
•Maintain trusted relationships
•Identify project risks early and provide timely recommendations for risk avoidance
•Maintain complete control of project scope, schedule, resources, risk and issues
•Financial Planning Certificates 1, 2 & 3 (CF 1-5)

Interested Candidates should submit their CV in Confidence by clicking here.