Compliance Adviser, Leeds

Financial Service Compliance Vacancy: Specialist Compliance Monitoring Adviser, Leeds. Our Client is well known to the IFA / Financial Services Market. They are now looking to meet with an experienced Compliance Professional who is used to dealing with IFA's, based in the Leeds area. The Purpose of The Role: Is to ensure our customers provide compliant advice to consumers, with a main focus on advice deemed to be specialist, complex and/or high-risk business, as well as supporting other advisory processes which might involve quality and themed reviews and Regulator driven projects. The ideal candidate must have the following essential qualifications and experience. Essential Qualifications: Diploma in Financial Services (QCF Level 4 qualified) To include: CF1, 3, 4 and 5 (or equivalent) CeMap (or equivalent) CF7 or CELM with HR1 or ER1 CF8 (or equivalent) J05 (or equivalent) AF1 (or equivalent) AF3 (or equivalent) Essential experience: Experience of advice review checking specialist pension advice (i.e. Occupational Pension Transfers, Opt Outs, Retirement Options: Drawdown, Phased etc) As a minimum 6 months experience of working in a specialist pension environment (i.e. Pension Specialist Adviser / Pension Specialist File Checker) There is also an excellent benefits package available. To apply please click here.