Financial Services Vacancy: T&C Supervisor, London and Essex Region

Financial Services Vacancy:  T&C Supervisor, Essex and London.  Our Client is well known to the IFA / Financial Services Market. They are now looking to meet with an experienced Field T & C Supervisor who is used to dealing with IFA's to cover the Central/East London and West Essex Region.

The ideal Candidate will reside around the Brentwood Area, although Candidates living anywhere within the West Essex Region will also be considered.

Purpose Of The Role:

* To deliver core service visits incorporating TCF support and cultural assessment visits within a flexible and defined geographical area.

* To provide practical supervision support to all RI's under Our Clients Umbrella, frequency based on Risk.

* To conduct visits to larger firms (10 + RI’s) in line with a defined and agreed supervision programme within a flexible and defined geographical area

* To conduct TCF & Site audit visits to firms in line with Our Clients operational plan and in conjunction with thier desk based account management team

Critical Skills Required:

* Good Interpersonal skills with the ability to build strong working relationships

* Ability to negotiate and influence principals and advisers within customer firms

* Ability to plan, manage and maximise use of own time and effectiveness

* Willingness to work in a team as well as on own initiative

* Ability to problem solve

* Ability to maintain and exceed very high standards of performance and activity

Critical Knowledge Required:

* Good understanding of the requirements of the Retail Distribution review and its impact to Our Clients Customers.

* Knowledge of Compliance and T & C schemes

* Up to date industry knowledge through CPD and other activity

Qualifications Required:

Essential:

* FPC (or Equivilant)

* Diploma in Financial Services by December 2012 (including CeMap)

* Used to working in a Similar Role

* IT literate

* Driving Licence

There is also a Bonus & Car Allowance Scheme available along with Good Benefits.

To apply for this position please click here.

Calling All Compliance Professionals!

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IFA Life Jobs has seen a great number of Compliance positions recently added to the site, including

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