IFA, London/South East, OTE £100k plus

Independent Financial Adviser (IFA) vacancy with this highly reputable financial services firm based in London/South East. OTE £100k plus

We are offering opportunities to existing experienced Independent Financial Advisers (IFAs) to maximize their earnings potential and benefit from outstanding service and commission levels within fully RDR compliant and professional organisation.

Whilst advisers with their own client bases are of interest, our client is also keen to meet less established IFAs. In the last twelve months the firm has recruited 4 self-employed IFAs, all of whom are on track for £100,000+ production per annum.

The ideal candidate would have minimum level 4 qualifications initiative, energy and enthusiasm. The ability to self-motivate with excellent communication and interpersonal skills is a must.

Remuneration levels are generous and offer 50% of all revenue up to £80,000 in a calendar year and 80% of all revenue thereafter in the IFAs’ favour. In addition, an opportunity may also be available to purchase equity / shares in the company for those who join and establish a successful track record.

Our client is a highly reputable business specialising in providing truly independent financial advice primarily on a fee based basis. The successful Independent Financial Adviser ( IFA ) will have the advantage of operating from a prestigious London office, with first class administrative support, Professional Indemnity Insurance, T&C and Structured CPD and 100% compliance monitoring together with RDR compliant investment management solutions and research.

The role demands an excellent level of computer literacy and the successful Independent Financial Adviser ( IFA ) will be able to demonstrate a good level of IFA sector experience e.g. Financial Services, Stockbroking, Private Banking or Bank Assurance and be Level 4 qualified or perhaps one exam away from this.

If you wish to be considered, please forward a CV in Word format, by e-mail, in confidence quoting reference 774.

WE REGRET WE CAN ONLY ACCEPT APPLICATIONS FROM PERSONS AUTHORISED TO WORK WITHIN THE UK

To apply for this role, please click here.

Financial Advisor Vacancy, Thailand or Malaysia

Financial Advisor opportunity with one of Asia's leading Wealth Management companies. Thailand or Malaysia.

Faramond strives to be a global leader in international wealth creation and management for private and institutional clients. We are continually broadening our global reach, not only by entering new markets, but by expanding and improving the services we provide in those markets where Faramond is already active.

Our core business is and will remain delivering superior investment returns in a wealth management capacity. Building on our solid foundation in Asia, Faramond is rapidly expanding around the globe, with clients in 38 countries.

We are now seeking a Financial Advisor to join our team in Thailand or Malaysia.

Role Description:

- Providing investment and financial advice to the expatriate client base, predominantly throughout South East Asia.
- Generating new business by marketing a variety of investment products.
- Ongoing analysis of offshore products and investments
- Developing intimate knowledge of portfolio construction and fund market
- Monitoring Portfolios and making fund sale or purchase recommendations
- Analysing the global markets and keeping abreast of economic fundamentals
- Generating new leads through active marketing

Do you have any of the following skills?
1) Sales Prospecting and Leads Generation.
2) Appointment Setting, Cold Calling, Rapport and Presentation.
3) Objection Handling and Negotiating.
4) Sales closing and the ability to complete required documents.
5) Cementing the sale and getting referrals.
6) Computer, Internet, Email and the ability to handle Sales Tools.
7) Pleasant Personality, Aptitude, Work Ethics.

Are you a qualified Financial Advisor, Mortgage Advisor, a Sales Professional or have some degree of sales experience in the Financial Services Industry, the Sales/Marketing Industry or a related industry?

Are you hungry for money and success and do you have the patience, perseverance and drive to achieve these?

The most important question however is – do you want live and work in Asia (either Bangkok or Kuala Lumpur) and are just looking for the right career opportunity to make this happen?

Please note that this is purely a commission only role. The income potential however is massive – an average of GBP60K-100K per annum once you are fully up and running. Highly experienced advisors can earn and do earn much more than that. Like any other job role in the world, the first year is considered your adjustment period and realistically you shouldn’t expect to earn more than GBP50K. Granting that you will be living in Asia, these levels of income will allow you to live the lifestyle of your choice.

You will be provided with the following free of charge :

1) Full office structure, facilities and services
2) Managerial, sales, technical, administrative and basic secretarial assistance
3) Initial and ongoing training and the opportunity to acquire or further financial industry qualifications
4) Generous commission structure

To apply for this position, please click here.

Compliance Executive, Peterborough

Compliance Executive vacancy with this reputable financial services firm, based in Peterborough.

The Profile:
An opportunity exists to join the Compliance Advisory Team of a highly reputable financial services organisation based in Peterborough. This role will focus on providing support to the Head of Defined Contributions Compliance to ensure that, as new products and processes are developed, the business will remain compliant with law and regulation. A solid technical understanding of Defined Contributions is essential and used to working in a compliance environment.

The Duties:
• Helping the Defined Contributions business to maintain compliant systems and processes that accommodate new products and services or changes to existing products and services, arising out of new regulations or business strategy
• Reviewing client communications and marketing material, including financial promotions for technical accuracy and compliance with FSA requirements
• Resolving any complaints made under the FSAs complaint handling procedures and assisting trustees in resolving complaints made under their Internal Dispute Resolution Procedures
• Taking responsibility for timely submission of a range of regulatory returns, required by FSA, HMRC and the Pensions regulator are submitted on time.
• Preparing and maintaining a register of legal agreements to ensure that the terms offered to each client can be readily identified.
• Assisting in framing responses to consultation documents
• Provide support to senior leads on specified compliance projects and initiatives, including for example new regulations, for instance, automatic enrolment, solvency II etc. Active participation in working party groups set up to facilitate the implementation of the strategic initiatives and other business developments.
• Provide proactive advice to issues raised by the business on compliance and technical issues
• Assist in communicating compliance issues to the business
• Working on new product initiatives and other important business projects providing timely advice on compliance matters.

The Person:
• Used to working in a Defined Contributions technical and/or compliance environment
• A strong working knowledge of pension processes, regulation and legislation
• Enjoys working in a fast-paced, high-intensity environment and willingness to work hard to meet varying levels of deliverables
• Excellent analytical and communication skills
• Act with the highest integrity and professionalism in all their endeavours
• Think creatively
• Express a strong desire to work in a team
• Respond effectively to management direction and clients’ needs
• Demonstrate the ability and initiative to handle increasing responsibility over time
• An entrepreneurial spirit that is willing to take on additional responsibility quickly

To apply for this position, please click here.

Defined Contributions Compliance Consultant, Peterborough

Defined Contributions Compliance Consultant vacancy with this reputable financial services organisation based in Peterborough.

The Profile:
An opportunity exists to join the Regulatory Monitoring Team of a highly reputable financial services organisation, based in Peterborough. This role will focus on creating and implementing a risk based regulatory monitoring plan for the Defined Contributions business, ensuring that the appropriate regulations which impact it are being met. It will involve travelling to the London offices on a regular basis, in order to meet with the business and the wider compliance team. A proven track record in this field is required.

The Duties:
• Producing and implementing a risk based regulatory monitoring programme covering all relevant FSA, HMRC & Pension regulatory rules
• Documenting issues, report writing and presentation of issues
• Review of regulatory changes, in conjunction with other Compliance Department members and considering the potential impact to the monitoring programme
• Liaison with the wider Compliance team on an ongoing basis
• Liaison with other business units and other external parties regarding the reviews

The Person:
• Used to working in a Defined Contributions compliance monitoring environment
• A strong working knowledge of pension processes, regulation and legislation
• Excellent numerical and analytical skills
• Act with the highest integrity and professionalism in all their endeavours
• Strong interpersonal skills, strong written and oral communication skills
• Ability to work without close supervision and to meet deadlines
• Ability to communicate effectively at all levels within the firm
• High standard of accuracy and excellent attention to detail
• Collaborative team player
• Ability to work on team projects and also work autonomously

To apply for this post, please click here.

Quality Monitoring Officer, Leading Financial Services Network, Cheltenham

Compliance Quality Monitoring Officer role with one of the UKs leading Networks, based in Cheltenham. Fantastic opportunity!

Job Purpose:
To monitor the quality of advice provided by network members in conjunction with ‘Treating Customers Fairly’

Main Duties:
• Selecting appropriate files for checking to include:
• Checking 1 in 8 files for the advisers within allocated firms.
• Checking adviser competency across a range of business areas.
• Checking for appropriate license approval.
• Reviewing remedial cases and agree actions and deadlines for advisers
• Identifying learning points for the advisor to assist their CPD.
• Identifying issues with file quality & bring to the attention of the Head of Central Monitoring.
• Maintaining own competence & regulatory knowledge to ensure effective file checking.
• Assisting in complaint handling and financial promotion sign off as required.

Qualifications:
Certificate in Financial Planning modules CF1-CF6.
Additional qualifications when looking at specialist advice areas

Skills:
Effective communicator
Attention to detail
Ability to analyse information
Highly organised
IT literate

Experience:
Mandatory: Experience of working in financial services
Desirable: Experience of working in compliance environment.

To apply for this role, please click here.

Financial Adviser, China

Financial Adviser opportunity with one of Asia Pacific's largest Financial Consultancies, based in Shanghai, China.

Due to continued success our client is looking to expand its operation and are looking to recruit high calibre and experienced Financial Consultants. Successful candidates will join a very successful team in providing advice to High Net Worth expatriates.

The company is very committed to continuous professional development, and will ensure that full comprehensive training is given; the company will also provide accommodation and flights. This is a commission only role.

To apply for this position please click here.

Paraplanner, West Byfleet

Paraplanner vacancy with financial services firm in West Byfleet. We are looking to recruit a Paraplanner to join our team with offices in the West Byfleet area. The role involves providing support to a progressive IFA with a rapidly expanding client bank. Advice is focused around pensions and investments primarily, but also covers some Insurances and Later Life Planning. Previous experience in a similar role is important.

On offer is an excellent basic salary, the possibility of career progression, ongoing encouragement, plus a bonus scheme.

Job Description
• Preparation for client meetings
• Product research
• Report writing including pension transfer reports
• Processing paperwork and submitting to providers
• Dealing with client queries
• Managing and Implementing Efficient Business Processes
• Preparing valuations and reports for portfolio reviews
• Administering and improving the ‘back office’ functionality of the business
• Business processing and ensuring FSA and compliance requirements are met
• Monitoring case progression though to completion
• At least part qualification in Financial Services industry is expected.

Personal Attributes
• Excellent self management and organisational skills
• Ability to focus on the task at hand
• Attention to detail is paramount
• Commitment to delivering the highest standards of customer service
• Good IT skills
• An excellent working knowledge of the products in the industry
• A fun and positive attitude to work and willingness to integrate into a friendly office 

To apply for this position, please click here.